Jurisdictional Immunities of States in the Enforcement of Arbitral Rulings
Main Article Content
Abstract
Although arbitration is a private system of dispute settlement, domestic courts play a role in enforcing arbitral rulings. Where a foreign state is a party to an arbitral proceeding, that state may invoke immunity, both from adjudication and from measures of constraint, to bar a competent court from enforcing the rulings against the state. In this respect, customary international law regarding jurisdictional immunities of states is merely binding in principle without particularity. A forum state may accordingly have its legal rules in detail, giving effect to such a principle of international law. Nevertheless, Thailand has currently no legislative law on state immunity, making Thai court lack certain legal rules in determining the issue of state immunity in the enforcement of an arbitral ruling before the Thai court. This paper thus analyses the relevant concepts and theories, as well as approaches of international and foreign laws to this subject. This paper aims to propose guidelines for the Thai judiciary in determining the matter of jurisdictional immunities of states in the enforcement of arbitral rulings.
Article Details

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
The copyright in this website and the material on this website (including without limitation the text, computer code, artwork, photographs, images, music, audio material, video material and audio-visual material on this website) is owned by Chulalongkorn University Law Journal and its licensors.
1. Chulalongkorn University Law Journal grants to you a worldwide non-exclusive royalty-free revocable license to:
- view this website and the material on this website on a computer or mobile device via a web browser;
- copy and store this website and the material on this website in your web browser cache memory; and
- print pages from this website for your use.
- All articles published by Chulalongkorn University Law Journal are licensed under the Creative Commons Attribution 4.0 International License. This permits anyone to copy, redistribute, remix, transmit and adapt the work provided the original work and source is appropriately cited.
2. Chulalongkorn University Law Journal does not grant you any other rights in relation to this website or the material on this website. In other words, all other rights are reserved. For the avoidance of doubt, you must not adapt, edit, change, transform, publish, republish, distribute, redistribute, broadcast, rebroadcast or show or play in public this website or the material on this website (in any form or media) without appropriately and conspicuously citing the original work and source or Chulalongkorn University Law Journal prior written permission.
3. You may request permission to use the copyright materials on this website by writing to journal@law.chula.ac.th.
4. Chulalongkorn University Law Journal takes the protection of its copyright very seriously. If Chulalongkorn University Law Journal discovers that you have used its copyright materials in contravention of the license above, Chulalongkorn University Law Journal may bring legal proceedings against you seeking monetary damages and an injunction to stop you using those materials. You could also be ordered to pay legal costs.
If you become aware of any use of Chulalongkorn University Law Journal's copyright materials that contravenes or may contravene the license above or any material on the website that you believe infringes your or any other person's copyright, please report this by email to journal@law.chula.ac.th.
References
Andrea K. Bjorklund, “State Immunity and the Enforcement of Investor-State Arbitral Awards,” in International Investment Law for the 21st Century: Essays in Honour of Christoph Schreuer, eds. Christina Binder, et al. (Oxford: Oxford University Press, 2009)
Article 17 of the UNCITRAL Model Law (original 1985 version)
Article 17 of the UNCSI
Article 20 of the United Nations Convention on Jurisdictional Immunities of States and Their Property 2004 (UNCSI)
Article L111-1-2(1°) du code des procédures civiles d'exécution (France)
Articles 17H and 17I of the UNCITRAL Model Law 2006
Articles 17H, 17I of the UNCITRAL Model Law 2006.
Articles 17J of the UNCITRAL Model Law 2006.
Articles 18(a) and 19(a) of the UNCSI
Articles III and IV of the Convention on the Recognition and Enforcement of Foreign Arbitral Awards 1956.
Banco de Seguros del Estado v. Mut. Marine Office, Inc., 344 F.3d 255 (2d Cir. 2003)
Ben Juratowitch, “Waiver of State Immunity and Enforcement of Arbitral Awards,” in Asian Journal of International Law 6, 2 (2016): 217.
Bernardo Sepúlveda-Amor and Merryl Lawry-White, “State Responsibility and the Enforcement of Arbitral Awards,” in Arbitration International 33, 1 (2016): 52.
Birch Shipping Corp. v. Embassy of United Republic of Tanzania, 507 F. Supp. 311 (1980)
C.A. Paris (1), 13/11017, 6 Novembre 2013.
Cass. Civ. (1), 10-25.938, 28 mars 2013.
Chapter VIII of the UNCITRAL Model Law 2006.
Christopher F. Dugan et al., Investor-State Arbitration, (New York: Oxford University Press, 2011)
Creighton Ltd. V. Minister of Finance of Qatar, Cass. Civ. (1), 6 July 2000, 127 ILR 154-55
Democratic Republic of the Congo v FG Hemisphere Associates LLC [2011] 4 HKC 151 (CFA).
Enron Equip. Procurement Co. v. M/V Titan 2, 82 F. Supp. 2d 602, 608 (W.D. La. 1999).
ETI Euro Telecom International NV v Republic of Bolivia [2008] EWCA Civ 880 (CA) [114].
Fleur Malet-Deraedt, “The New French Legislation on State Immunities from Enforcement,” ASA Bulletin 36, 2 (2018): 343.
Gary B. Born, International Commercial Arbitration (Alphen aan den Rijn: Kluwer Law International, 2009)
Gold Reserve Inc v Bolivarian Republic of Venezuela [2016] 1 WLR 2829 (QB) [17].
H.R. Rpt. 94-1487 at 6617 (1976) (US).
Hazel Fox and Philippa Webb, The Law of State Immunity, 3rd ed. (Oxford: Oxford University Press, 2015)
Herman Verbist, Erik Schäfer, and Christophe Imhoos, ICC Arbitration in Practice, 2 ed. (Kluwer Law International, 2015)
Ian Brownlie, Principles of Public International Law (Oxford: Oxford University Press, 2003)
ICC Arbitration Rules (2021) art 35(6)
Jasper Finke, “Sovereign Immunity: Rule, Comity or Something Else?,” in European Journal of International Law 21, 4 (2010): 874
Jurisdictional Immunities of the State (Germany v. Italy : Greece intervening), Judgment, ICJ Reports (2012)
Jurisdictional Immunities of the State (Germany v. Italy: Greece intervening)
Karl M. Meessen, “State Immunity in the Arbitral Process,” in Arbitrating Foreign Investment Disputes: Procedural and Substantive Legal Aspects 19 (2004): 389.
Kensington Int'l Ltd. v. Rep. of Congo, 461 F.3d 238, 243 (2d Cir. 2006).
Libancell S.A.L. v. Republic of Leb., 2006 U.S. Dist. LEXIS 29442 at **8-9 (S.D.N.Y. May 16, 2006)
Libancell S.A.L. v. Republic of Leb., 2006 U.S. Dist. LEXIS 29442 at **13-15 (S.D.N.Y. May 16, 2006)
Libra Bank, Ltd. v. Banco Nacional de Costa Rica, 676 F.2d 47, 50 (2d Cir. 1982)
Loi n° 2016-1691 du 9 décembre 2016 relative à la transparence, à la lutte contre la corruption et à la modernisation de la vie économique.
Malagasy Republic v. Société Bruynzeel (Netherlands), T.G.I. Paris, 3 May 1971, 65 ILR 51-52
Orascom Telecom Holding SAE v Republic of Chad [2008] EWHC 1841 (QB) [47].
Orascom Telecom Holding SAE v Republic of Chad [2008] EWHC 1841 (QB) [47], [49].
Orascom Telecom Holding SAE v Republic of Chad [2008] EWHC Civ 1116 (QB) [49].
Pac. Reinsurance Mgmt. Corp. v. Ohio Reinsurance Corp., 935 F.2d 1019 (9th Cir. 1991) at 1023.
Pearl Petroleum Company Ltd v Kurdistan Regional Government of Iraq [2015] EWHC 3361 (QB) [39]-[40].
Peter-Tobias Stoll, “State Immunity,” in Max Planck Encyclopedia of Public International Law, ed. Anne Peters and Rüdiger Wolfrum (2011)
Preble-Rish Haiti, S.A. v. Republic, 40 F.4th, p.368, 373-374 (5th Cir. 2022)
Report of the International Law Commission on the Work of Its Forty-Third Session (29 April-19 July 1991) (Document A/46/10)
Report of the International Law Commission on the Work of Its Thirty-Eighth Session (5 May-11 July 1986) (Document A/41/10)
Rudolf Dolzer and Christoph Schreuer, Principles of International Investment Law, 2 ed. (Oxford University Press, 2012)
S & S Mach. Co. v. Masinexportimport, 706 F.2d 411, 417-418 (2d Cir. 1983)
SAOBI v. Senegal, Cass. civ., 11 June 1991, 113 ILR 440-41.
SAOBI v. State of Senegal, C.A. Paris (1), 5 December 1989, 113 ILR 440-41
Satya Talwar Mouland, “Immunities and Arbitration: A New Lex Specialis Regime,” in German Law Journal 22, 8 (2021): 1561.
Section 13(3) of the State Immunity Act 1978 (UK)
Section 1605(a)(6) of the Foreign Sovereign Immunities Act 1978 (US)
Section 1610(a) and (d) of the Foreign Sovereign Immunities Act 1978 (US).
Section 1610(a)(6) of the Foreign Sovereign Immunities Act 1978 (US).
Section 42 of the Arbitration Act 1996 (UK)
Section 9 of the State Immunity Act 1978 (UK)
Société Europeénne d'Études et d'Entreprises v. France, Cass. civ. (1), 18 November 1986, 82 ILR 58, 74
Sompong Sucharitkul, “Immunities from Attachment and Execution in Respect of Property of Foreign States - Thailand,” Malaya Law Review 22, 1 (1980): 188
Sompong Sucharitkul, “Immunities of Foreign States before National Authorities,” Recueil des Cours: Collected Courses of the Hague Academy of International Law 149 (1976-I): 190.
Svenska Petroleum Exploration AB v Government of the Republic of Lithuania [2006] EWCA Civ 1529 (CA) [117]
Svenska Petroleum Exploration AB v Government of the Republic of Lithuania [2006] EWCA Civ 1529 [117]
Svenska Petroleum Exploration AB v Government of the Republic of Lithuania [2006] EWCA Civ 1529 (QB) [117]
Third Report on Jurisdictional Immunities of States and Their Property, by Mr. Motoo Ogiso, Special Rapporteur (Document A/CN.4/431)
UNCITRAL Model Law 2006, Explanatory Note, A.2, para. 2.
United Nations, “United Nations Treaty Collection” [Online] Available from: https://treaties.un.org/Pages/View Details.aspx?src=IND&mtdsg_no=III-13&chapter=3&clang=_en [9 December 2022].
Venus Lines Agency v. CVG Industria Venezolana de Aluminio, C.A., 210 F.3d 1309 (11th Cir. 2000)
Walker Int'l Holdings Ltd. v. Republic of Congo, 395 F.3d 229, 234 (5th Cir. 2004).
Xiaodong Yang, State Immunity in International Law, (Cambridge: Cambridge University Press, 2012)
คำพิพากษาศาลฎีกาที่ 1772/2542
คำพิพากษาศาลฎีกาที่ 2611/2562
จตุรนต์ ถิระวัฒน์, กฎหมายระหว่างประเทศ, พิมพ์ครั้งที่ 6 (กรุงเทพฯ: วิญญูชน, 2565)
ดวงเด่น สีหราช, หลักกฎหมายระหว่างประเทศแผนกคดีเมือง, พิมพ์ครั้งที่ 5 (กรุงเทพฯ: วิญญูชน, 2565)
ปรีดี เกษมทรัพย์, กฎหมายแพ่ง : หลักทั่วไป, พิมพ์ครั้งที่ 5 (กรุงเทพฯ: คณะนิติศาสตร์ มหาวิทยาลัยธรรมศาสตร์, 2526)
พระราชบัญญัติเอกสิทธิ์และความคุ้มกันสำหรับองค์การระหว่างประเทศและการประชุมระหว่างประเทศในประเทศไทย พ.ศ. 2561
พระราชบัญญัติว่าด้วยเอกสิทธิและความคุ้มกันทางกงสุล พ.ศ. 2541
พระราชบัญญัติว่าด้วยเอกสิทธิและความคุ้มกันทางทูต พ.ศ. 2527
สุรศักดิ์ วาจาสิทธิ์ และ กิตติ ตู้จินดา, “การบังคับตามคำชี้ขาดของอนุญาโตตุลาการต่างประเทศ,” ใน รวมบทความ ข้อบังคับ ข้อตกลงระหว่างประเทศ กฎหมาย และคำพิพากษาศาลฎีกาเกี่ยวกับอนุญาโตตุลาการ ฉบับ 15 ปี สถาบันอนุญาโตตุลาการ, (กรุงเทพฯ: 2549)