Conceptualization of Personal Recovery among Community-Dwelling People with Schizophrenia: Theory Derivation Approach
Main Article Content
Abstract
Personal recovery is increasingly recognized as a vital outcome for community-dwelling individuals with schizophrenia. However, it lacks a well-defined conceptual framework in nursing research. This study aims to derive and present a nursing-specific conceptual model of personal recovery among people living on their own with schizophrenia, based on the Unity Model of Recovery (UMR). Using a theory-derivation approach, the author reviewed post-2011 literature in PsycINFO, CINAHL, and Google Scholar using terms such as “recovery”, “personal recovery”, “schizophrenia”, and “theory”, and examined analogous ideas from adjacent disciplines, selected the Unity Model as the parent theory, identified transferable content, and adapted/refined concepts for psychiatric nursing practice.
The resulting model integrates four attributes under three cornerstones—insight, hospitalization since onset, resilience, and family support, along with three environmental supports—social support, therapeutic alliance, and recovery-oriented nursing services. These components were labeled as fundamental for promoting personal recovery in individuals with schizophrenia living in the community. This research adds a novel theoretical framework that integrates clinical and personal recovery aspects, providing a comprehensive approach to nursing practice. The model focuses on improving the quality of life and well-being of individuals with schizophrenia by emphasizing strengths-based recovery, not only symptom control.
Article Details

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
All published articles are evaluated by three qualified peer reviewers from various institutions through a double-blind process, where reviewers do not know the authors’ identities and authors do not know the reviewers’ identities. The content and articles in the Hatyai Academic Journal reflect the authors’ views only and are neither the opinions of the editorial board nor the responsibility of Hatyai University. The Editorial Board of the Hatyai Academic Journal allows articles to be reproduced for academic purposes, on the condition that the original source is clearly cited.
References
Andreasen, N. C., Carpenter, W. T., Jr., Kane, J. M., Lasser, R. A., Marder, S. R., & Weinberger, D. R. (2005). Remission in schizophrenia: Proposed criteria and rationale for consensus. American Journal of Psychiatry, 162(3), 441–449.
Anthony, W. A. (1993). Recovery from mental illness: The guiding vision of the mental health service system in the 1990s. Psychosocial Rehabilitation Journal, 16(4), 11–23.
Ardito, R. B., & Rabellino, D. (2011). Therapeutic alliance and outcome of psychotherapy: Historical excursus, measurements, and prospects for research. Frontiers in Psychology, 2, 270.
Ayano, G., & Duko, B. (2017). Relapse and hospitalization in patients with schizophrenia and bipolar disorder at the St Amanuel Mental Specialized Hospital, Addis Ababa, Ethiopia: A comparative quantitative cross-sectional study. Neuropsychiatric Disease and Treatment, 13, 1527–1533.
Ballesteros-Urpi, A., Slade, M., Manley, D., & Pardo-Hernandez, H. (2019). Conceptual framework for personal recovery in mental health among children and adolescents: A systematic review and narrative synthesis protocol. BMJ Open, 9(8), e029300.
Beck, A. T., Baruch, E., Balter, J. M., Steer, R. A., & Warman, D. M. (2004). A new instrument for measuring insight: The Beck Cognitive Insight Scale. Schizophrenia Research, 68(2-3), 319–329.
Braslow, J. T. (2013). The manufacture of recovery. Annual Review of Clinical Psychology, 9, 781–809.
Cavelti, M., Kvrgic, S., Beck, E. M., Kossowsky, J., & Vauth, R. (2012). Assessing recovery from schizophrenia as an individual process. A review of self-report instruments. European Psychiatry, 27(1), 19–32.
Chan, K. K. S., & Lam, C. B. (2018). The impact of familial expressed emotion on clinical and personal recovery among patients with psychiatric disorders: The mediating roles of self-stigma content and process. American Journal of Orthopsychiatry, 88(6), 626–635.
Davidson, L., Rowe, M., DiLeo, P., Bellamy, C., & Delphin-Rittmon, M. (2021). Recovery-oriented systems of care: A perspective on the past, present, and future. Alcohol Research: Current Reviews, 41(1), 09.
Global Burden of Disease Collaborative Network. (2024). Schizophrenia prevalence, 2021. Retrieved from https://ourworldindata.org/grapher/schizophrenia-prevalence
Gyamfi, N., Bhullar, N., Islam, M. S., & Usher, K. (2022). Models and frameworks of mental health recovery: A scoping review of the available literature. Journal of Mental Health, 34(2), 153–165.
Hofer, A., Biedermann, F., Kaufmann, A., Kemmler, G., Pfaffenberger, N. M., & Yalcin-Siedentopf, N. (2023). Self-esteem in stabilized individuals with chronic schizophrenia: Association with residual symptoms and cognitive functioning. European Archives of Psychiatry and Clinical Neuroscience, 273, 1737–1746.
Imkome, E.-U. (2022). Nursing care for schizophrenic clients: Recent advances and client-centred nursing care perspectives. In J. Yip (Ed.), Schizophrenia – Recent advances and patient-centred treatment perspectives. London: IntechOpen.
Jagfeld, G., Lobban, F., Marshall, P., & Jones, S. H. (2021). Personal recovery in bipolar disorder: Systematic review and “best fit” framework synthesis of qualitative evidence–a POETIC adaptation of CHIME. Journal of Affective Disorders, 292, 375–385.
Kukla, M., McGuire, A. B., Weber, K. C., Hatfield, J., Henry, N., Kulesza, E., & Rollins, A. L. (2024). An investigation of employment hope as a key factor influencing perceptions of subjective recovery among adults with serious mental illness seeking community work. Behavioral Sciences, 14(3), 246.
Kusumawaty, I., Surahmat, R., Martini, S., & Muliyadi, M. (2021). Family support for members in taking care of mental disordered patients. Advances in Social Science, Education and Humanities Research, 521, 115–120.
Kvrgic, S., Cavelti, M., Beck, E. M., Rusch, N., & Vauth, R. (2013). Therapeutic alliance in schizophrenia: The role of recovery orientation, self-stigma, and insight. Psychiatry Research, 209(1), 15–20.
Le Boutillier, C., Chevalier, A., Lawrence, V., Leamy, M., Bird, V. J., Macpherson, R., … Slade, M. (2015). Staff understanding of recovery-orientated mental health practice: A systematic review and narrative synthesis. Implementation Science, 10, 87.
Leamy, M., Bird, V., Le Boutillier, C., Williams, J., & Slade, M. (2011). Conceptual framework for personal recovery in mental health: Systematic review and narrative synthesis. The British Journal of Psychiatry, 199(6), 445–452.
McEwan, M., & Wills, E. M. (2021). Theoretical basis for nursing. Philadelphia, PA: Lippincott Williams & Wilkins.
McKenna, B., Oakes, J., Fourniotis, N., Toomey, N., & Furness, T. (2016). Recovery-oriented mental health practice in a community care unit: An exploratory study. Journal of Forensic Nursing, 12(4), 167–175.
Nowak, I., Waszkiewicz, J., S′witaj, P., Sokół-Szawłowska, M., & Anczewska, M. (2017). A qualitative study of the subjective appraisal of recovery among people with lived experience of schizophrenia in Poland. Psychiatric Quarterly, 88(3), 435–446.
Parker, S., Siskind, D., & Meurk, C. (2017). Further reflections on recovery-oriented mental health practice in a community care unit. Journal of Forensic Nursing, 13(2), 87–88.
Perry, B. L., & Pescosolido, B. A. (2015). Social network activation: The role of health discussion partners in recovery from mental illness. Social Science & Medicine, 125, 116–128.
Reupert, A., Maybery, D., Cox, M., & Stokes, E. S. (2015). Place of family in recovery models for those with a mental illness. International Journal of Mental Health Nursing, 24(6), 495–506.
Riggs, S. E., Grant, P. M., Perivoliotis, D., & Beck, A. T. (2012). Assessment of cognitive insight: A qualitative review. Schizophrenia Bulletin, 38(2), 338–350.
Sari, S. P., Agustin, M., Wijayanti, D. Y., Sarjana, W., Afrikhah, U., & Choe, K. (2021). Mediating effect of hope on the relationship between depression and recovery in persons with schizophrenia. Frontiers in Psychiatry, 12, 627588.
Sato, A., Watanabe, N., Maruo, K., Moriyama, T., & Furukawa, T. A. (2022). Psychotic relapse in people with schizophrenia within 12 months of discharge from acute inpatient care: Protocol for development and validation of a prediction model based on a retrospective cohort study in three psychiatric hospitals in Japan. Diagnostic and Prognostic Research, 6(1), 20.
Shattock, L., Berry, K., Degnan, A., & Edge, D. (2018). Therapeutic alliance in psychological therapy for people with schizophrenia and related psychoses: A systematic review. Clinical Psychology & Psychotherapy, 25(1), e60–e85.
Slade, M. (2009a). The contribution of mental health services to recovery. Journal of Mental Health, 18(5), 367–371.
Slade, M. (2009b). Personal recovery and mental illness: A guide for mental health professionals. Cambridge, England: Cambridge University Press.
Slade, M. (2010). Mental illness and well-being: The central importance of positive psychology and recovery approaches. BMC Health Services Research, 10, 26.
Smith, T. E., Hull, J. W., Huppert, J. D., Silverstein, S. M., Anthony, D. T., & McClough, J. F. (2004). Insight and recovery from psychosis in chronic schizophrenia and schizoaffective disorder patients. Journal of Psychiatric Research, 38(2), 169–176.
Song, L. Y. (2017). Predictors of personal recovery for persons with psychiatric disabilities: An examination of the Unity Model of Recovery. Psychiatry Research, 250, 185–192.
Song, L. Y., & Shih, C. Y. (2009). Factors, process and outcomes of recovery from psychiatric disability: The unity model. International Journal of Social Psychiatry, 55(4), 348–360.
Substance Abuse and Mental Health Services Administration. (2006). National consensus statement on mental health recovery. Retrieved from https://archive.org/details/consensusstatement
Substance Abuse and Mental Health Services Administration. (2012). SAMHSA’s working definition of recovery: 10 guiding principles of recovery. Retrieved from https://library.samhsa.gov/sites/default/files/pep12-recdef.pdf
Thongsalab, J., Yunibhand, J., & Uthis, P. (2024). Navigating personal recovery: Multinomial logistic regression analysis of schizophrenia outcomes in community-dwelling individuals. General Psychiatry, 37(2), e101325.
Torgalsbøen, A. K. (2012). Sustaining full recovery in schizophrenia after 15 years: Does resilience matter? Clinical Schizophrenia & Related Psychoses, 5(4), 193–200.
Torgalsbøen, A. K., Fu, S., & Czajkowski, N. (2018). Resilience trajectories to full recovery in first-episode schizophrenia. European Psychiatry, 52, 54–60.
Tse, S., Davidson, L., Chung, K. F., Ng, K. L., & Yu, C. H. (2014). Differences and similarities between functional and personal recovery in an Asian population: A cluster analytic approach. Psychiatry, 77(1), 41–56.
van Eck, R. M., Burger, T. J., Vellinga, A., Schirmbeck, F., & de Haan, L. (2018). The relationship between clinical and personal recovery in patients with schizophrenia spectrum disorders: A systematic review and meta-analysis. Schizophrenia Bulletin, 44(3), 631–642.
van Weeghel, J., van Zelst, C., Boertien, D., & Hasson-Ohayon, I. (2019). Conceptualizations, assessments, and implications of personal recovery in mental illness: A scoping review of systematic reviews and meta-analyses. Psychiatric Rehabilitation Journal, 42(2), 169–181.
Walker, L. O., & Avant, K. C. (2019). Strategies for theory construction in nursing (6th ed.). Upper Saddle River, NJ: Pearson.
Wickham, S., Bentley, L., Rose, T., Whitehead, M., Taylor-Robinson, D., & Barr, B. (2020). Effects on mental health of a UK welfare reform, Universal Credit: A longitudinal controlled study. The Lancet Public Health, 5(3), e157–e164.
World Health Organization. (2022). Mental health: Strengthening our response. Retrieved from https://who-dev5.prgsdev.com/m/news-room/fact-sheets/detail/mental-health-strengthening-our-response
Wyder, M., & Bland, R. (2014). The recovery framework as a way of understanding families' responses to mental illness: Balancing different needs and recovery journeys. Australian Social Work, 67(2), 179–196.
Yangarber-Hicks, N. (2004). Religious coping styles and recovery from serious mental illnesses. Journal of Psychology and Theology, 32(4), 305–317.